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Unit of Study LAW01125 - Stock Exchange and Finance Law (2017)

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Learning outcomes and graduate attributes

Unit Learning Outcomes express learning achievement in terms of what a student should know, understand and be able to do on completion of a unit. These outcomes are aligned with the graduate attributes. The unit learning outcomes and graduate attributes are also the basis of evaluating prior learning.

On completion of this unit, students should be able to:

GA1: Intellectual rigour, GA2: Creativity, GA3: Ethical practice, GA4: Knowledge of a discipline, GA5: Lifelong learning, GA6: Communication and social skills, GA7: Cultural competence
GA1 GA2 GA3 GA4 GA5 GA6 GA7
1 demonstrate knowledge and understanding of the main common law and statutory provisions which apply to institutions, personnel and transactions in the Australian securities and financial services industries
2 explain and evaluate the roles played by the finance and securities industry regulators and their particular focus and responsibilities.
3 explain and reflect on the relationship between Financial Service Licensees and their clients, and how this relationship is regulated by the law.
4 identify and analyse prohibited securities market transactions and practices, the consequences for parties to such transactions and the various grounds for setting aside or varying the obligations of parties to financial transactions, especially those based on unconscionable conduct by lenders

On completion of this unit, students should be able to:

  1. demonstrate knowledge and understanding of the main common law and statutory provisions which apply to institutions, personnel and transactions in the Australian securities and financial services industries
    • GA1:
    • GA4:
    • GA5:
  2. explain and evaluate the roles played by the finance and securities industry regulators and their particular focus and responsibilities.
    • GA4:
    • GA5:
  3. explain and reflect on the relationship between Financial Service Licensees and their clients, and how this relationship is regulated by the law.
    • GA1:
    • GA2:
    • GA3:
    • GA4:
    • GA5:
    • GA6:
  4. identify and analyse prohibited securities market transactions and practices, the consequences for parties to such transactions and the various grounds for setting aside or varying the obligations of parties to financial transactions, especially those based on unconscionable conduct by lenders
    • GA1:
    • GA3:
    • GA4:

Prescribed learning resources

Prescribed Texts
  • No prescribed texts.

Prescribed Learning Resources may change in future Teaching Periods.