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Unit of Study FINC3002 - Financial Plan Construction (2021)

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Learning outcomes

Unit Learning Outcomes express learning achievement in terms of what a student should know, understand and be able to do on completion of a unit. These outcomes are aligned with the graduate attributes. The unit learning outcomes and graduate attributes are also the basis of evaluating prior learning.

On completion of this unit, students should be able to:

apply the financial advice process meeting legal and ethical requirements

communicate with clients effectively to obtain personal information

construct a compliant comprehensive Statement of Advice (SOA)

present the Statement of Advice (SOA)

evaluate and implement client relationship building through the ongoing review planning process

develop file construction and retention techniques

deliver advice in line with Best Interest Duty requirements.